Are you thinking of raising money for impact investment opportunities, but you don’t have the required SEC/FINRA licenses? Do you have a finance background and perhaps a lapsed license that you’d like to use again? Bequia Securities is a new, impact-focused platform for your investment work; a broker-dealer affiliation where you can:
- Retain or create your own branding, showcasing your primary impact interests.
- Work in as an independent contractor with the benefits of an aligned team with deal-sharing, cross-selling and a collaborative approach that helps grow the impact ecosystem for all of our reps, thus amplifying placements and commissions.
- Work with highly experienced reps. and principals providing a wealth of knowledge in finance, securities and specific impact focused industries.
- Enjoy support for deals and investors sourced both domestically and internationally and the benefits a global online platform for deal distribution.
- Benefit from colleagues with a deep understanding of investment banking and the required infrastructure to maintain compliance with regulations, streamlining the process and enabling you to concentrate on closing deals.
- Work with clear and fair compensation formulas that are fully transparent, allowing you the freedom to negotiate your own compensation on a deal-by-deal basis.
Our goal is to be the thought-leader for broker-dealers in the impact investing space. To learn more about our Placement Agent Broker-Dealer Services, please click contact us and we will get back to you.
For information on which exams are appropriate to your business, please see the FINRA page on qualifications exams here.